I have a colleague who's friend got wrapped up in the following dispute and had his license revoked. Here is the article to the general issue involved: https://www.reuters.com/article/us-court-sec-bans-idUSKCN0PO2QZ20150714 Please advise if this falls into anyone's domain. My email is dan@gingerylaw.com. Thank you!
Jun 23, 2023