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Securities Investment Processing Lead – Operations

Los Angeles

Securities Investment Processing Lead - Operations

Financial services firm with a national footprint, and headquarters in Carpinteria, on the beautiful Central Coast of California. College Degree Preferred or High School Diploma and comparable work experience. 3+ years industry experience. Must have a background in Financial processing and/or with a Broker Dealer. FINRA LICENSE - 99 and FINRA LICENSE - SIE. Strong Excel skills. Location: Carpinteria, CA.
Jul 02, 2021

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